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Johns Hopkins Health Alert

The FDA Approval Process

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In 1906, the Pure Food & Drug Act established authority for a regulatory agency that eventually became the FDA. Today, the FDA alone decides whether and how pharmaceutical companies may test drugs in Americans and, ultimately, whether the companies will be allowed to sell a drug. Here's an overview of the FDA drug approval process.

What occurs between the first news report about a promising drug and the prescription in your hand is a lengthy process that involves a structured series of studies. If all goes well, the testing process leads to FDA approval: the legal right to sell the drug in the United States.

When a newspaper article ends with the statement "further testing is required," that's a reference to the three phases of clinical testing that occur between the laboratory tests in animals and FDA approval.

FDA Approval: Phase I -- The first clinical studies involve a relatively small number of patients or healthy volunteers, usually 20–80 individuals. In Phase I studies, researchers determine the biological effects of the drug in the human body at various doses -- including any harmful side effects -- and measure how well the drug is absorbed, how it is metabolized, and how long it stays in the body before it is eliminated. A candidate drug could be rejected in this phase for a number of reasons. The drug may turn out to be too toxic or the body simply may not absorb it well enough. Many drugs that look promising in mice and in test tubes fail to pass muster during Phase I clinical trials.

FDA Approval: Phase II -- If the Phase I trials are favorable, the next step is to test the drug in a larger number of subjects, typically around 100–300 individuals. Again, researchers look at safety, but now they also try to establish whether the drug provides a benefit in treating people with a specified disease or condition. Pharmacologists refer to this as a drug's "indication." For example, the FDA-approved indication for cetirizine (Zyrtec) is to treat allergy symptoms. In Phase II testing, it was tested in people with respiratory allergies to see if their symptoms improved without causing important side effects.

FDA Approval: Phase III -- To reach Phase III testing, a drug must be sufficiently safe in Phase II testing and show clear signs of being effective for a specific indication. Phase III trials usually involve about 1,000–3,000 people. At this stage, researchers better define the risks and benefits of the drug, its side effects, and how frequently the side effects occur, especially compared with other drugs used for the same disease. In short: How good is this new drug? Whom does it help? How much does it help? And what can go wrong?

One important goal of Phase III trials is to determine the circumstances under which the drug would be dangerous to prescribe. These conditions are called contraindications. For example, if a drug is somewhat toxic to the liver, it could be life threatening for a person with pre-existing liver disease. For this hypothetical drug, therefore, liver disease is a contraindication.

Posted in Prescription Drugs on March 10, 2009


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Health Alerts registered users may post comments and share experiences here at their own discretion. We regret that questions on individual health concerns to the Johns Hopkins editors cannot be answered in this space.

The views expressed here do not constitute medical advice, and do not represent the position of Johns Hopkins Medicine or Remedy Health Media, LLC, which has no responsibility for any comments posted on this site.


From what I have been reading you have missed an important aspect of the drug approval process by the FDA. It is the political realities involved by the very same pharmacutical companies whose products the FDA evaluates. This involves, but is not limited to, cronyism (influence by past FDA employees working for the drug companies), payments and gifts to investigators, falsification and withholding of testing data by drug companies and the agency.

Your report also neglects to mention the overly long approval process and the pressures on the FDA to speed it up.

Posted by: fingerlakescrank | March 14, 2009 9:09 AM

You also neglected to mention that a large part of FDA funding is provided by the pharmaceutical companies! Isn't that a cozy arrangement.

Posted by: EdForsythe | March 16, 2009 10:56 PM

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